))
DOL Fiduciary Proposal
Manage episode 396370988 series 3505294
Conteúdo fornecido por Sidley Austin LLP. Todo o conteúdo do podcast, incluindo episódios, gráficos e descrições de podcast, é carregado e fornecido diretamente por Sidley Austin LLP ou por seu parceiro de plataforma de podcast. Se você acredita que alguém está usando seu trabalho protegido por direitos autorais sem sua permissão, siga o processo descrito aqui https://pt.player.fm/legal.
On Halloween 2023, the U.S. Department of Labor spooked the investment adviser world when it proposed rules that would redefine who is a fiduciary when someone provides investment advice for purposes of the Employee Retirement Income Securities Act of 1974 (ERISA). If adopted as proposed, these rules would greatly expand the categories of investment advice that would be subject to ERISA’s fiduciary standards.
In this episode of the Mutual Fund Minute, host and Sidley partner Jay Baris, and Beth Dickstein, a Chicago-based partner in Sidley’s Employee Benefits and Executive Compensation practice, look at how these new rules would affect investment advisers and investors.
34 episódios
Compartilhar
